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CROI 2016: HIV in the Brain -- New Tools and Treatment Options to Keep Your Mind Beautiful


In the future, HIV-related neurocognitive disorder (HAND) may become less common because of the earlier use of antiretroviral therapy (ART), but neurological disease -- caused by a number of different factors -- will remain an important issue as people with HIV live longer, according to several presentations in a symposium called "A beautiful Mind, Keeping It," held at the annual Conference on Retroviruses and Opportunistic Infections (CROI 2016) in Boston.

In the emerging scenario, management of neurological complications in people living with HIV will increasingly be guided by the use of biomarkers, including measures of HIV and inflammation in the cerebrospinal fluid (CSF), new biomarkers of neurological damage that can be measured in the blood instead of the CSF, and a number of different brain imaging technologies. Together, these biomarkers could help clinicians differentiate between the various causes of neurocognitive impairment and help them tailor treatments that will work better for specific individuals.

Some therapeutic choices should be the same for all HIV-positive people, according to Andrea Calcagno from the University of Torino in Italy.

"I think we should try to reduce cardiovascular risk [which is independently associated with neurocognitive impairment] in all our patients; and we must control plasma and CSF HIV RNA by using genetic resistance testing based-ART, but we might combine the biomarkers we have to select patients for different interventions," he said, such as intensified ART regimens or anti-inflammatory agents to reduce chronic inflammation, or neuro- or CNS-targeted ART to address HIV replication in what appears to be a distinct reservoir of virus evolving within the brain tissue of some individuals.

Evolving Pattern of Neurological Disorders

Neurological complications are common in people living with HIV, but the pattern seen has changed over the years -- particularly since the development of suppressive ART. In the past, a severe form of neurocognitive impairment, known as AIDS dementia complex (ADC), characterized by HIV encephalitis and very high viral loads and immune activation in the CSF, developed in 20%-30% of untreated people with HIV. Now known as HIV Associated Dementia (HAD), it is only seen in people who present very late for treatment -- and it is extremely rare in anyone on stable therapy.

However, milder HIV-related neurocognitive impairment, or HAND, is common even among people on ART, with a prevalence of 15%-50% in some studies. Some of the impairment may be due to central nervous system (CNS) injury that occurred before treatment initiation (called a "legacy effect" or inactive disease) -- especially in people with a low CD4 T-cell nadir -- while the remainder appears to be due to active disease with ongoing neuronal injury and chronic immune activation in the CSF.

In some cases, active disease may be due to symptomatic HIV replication in the brain, where the viral load is persistently elevated in the CSF even though it is suppressed in the blood. More often, however, elevated viral load in the CSF is simply a transient "blip" that isn’t associated with disease progression or major symptoms. However, these blips do appear to lead to significant immune activation in the CSF that could damage neurons. There may also be other reasons for persistent immune and glial cell activation in the brain, such as elevated cytokines or production of viral proteins that can cause CNS inflammation.

It is also important to note that other comorbidities and confounders may account for some neurological complications in people HIV as well, including:

  • Psychoactive drug use;
  • Age-related neurocognitive dysfunction;
  • Cerebrovascular disorders;
  • Other forms of dementia that can develop in people with HIV as well, such as Alzheimer’s disease;
  • Neurotoxicity of certain antiretrovirals, in particular efavirenz (Sustiva) and protease inhibitors (PIs);
  • Cerebral small vessel disease (associated with PI use and diabetes);
  • Immune reconstitution inflammatory syndrome (IRIS);
  • Hepatitis C coinfection;
  • Genetic factors or mood disorders in an individual.

This can make neurological assessment rather complicated in people with HIV.

"The current criteria for diagnosis of HAND are based primarily on neurocognitive testing and assessment of the activities of daily living (ADL) [which can be difficult to perform in an outpatient setting] and not on objective measures such as neuroimaging or CSF and blood biomarkers," said Magnus Gisslén of the University of Gothenburg in Sweden.

CSF, Blood Biomarkers, and Neuro-Imaging

Gisslén and another speaker, Beau Ances from Washington University in St. Louis, reviewed how biomarkers could be used to better distinguish between the different causes of neurocognitive impairment.

Measurement of biomarkers in the CSF is one of the clearest ways to determine what is going on in the brain, although given that lumbar punctures (spinal taps) are needed to take specimens, their routine clinical use must be limited. These include:

  • Measurement of HIV RNA in the CNS which can show that there is virus in the brain -- either the transient blips that appear to be produced by CD4 cells circulating in the CSF or compartmentalized local replication in the CNS;
  • Measurements of inflammation or immune activation, most notably CSF neopterin, levels of which seem to correlate with levels of CSF viral load (although even among people on ART, roughly 40% end up with elevated CSF neopterin);
  • Measures of blood-brain barrier integrity, such as the CSF/plasma albumin ratio;
  • Measures of neuronal injury, including Alzheimer’s disease biomarkers such as t-tau and others, which are affected by HIV, though the patterns are different than those seen in Alzheimer’s;
  • A biomarker called CSF neurofilament light protein (NFL), which reflects leakage from damaged neurons and correlates with white matter lesions and other injuries to subcortical regions of the brain.

Gisslén singled out NFL as being particularly useful in assessing HIV and age-related neural damage. Furthermore, since the development of a new ultra-sensitive test, NFL can now be measured in the blood. Gisslén said that NFL levels may be 50-100 times lower in plasma than in CSF, but the values have a close correlation with CSF values and, in studies so far, appear to be highly sensitive for HIV-related neuronal injury. Work is ongoing to establish normative values across labs.

Meanwhile, neuro-imaging techniques are also non-invasive and more patient-friendly. According to Ances, a range of new techniques have recently been developed that could provide a way of showing what HIV is doing in the brain. These include volumetric and functional magnetic resonance imaging (MRI), diffusion tensor imaging (DTI), and arterial spin labeling (ASL), among others.

Each neuro-imaging method shows somewhat different things about the CNS, and their use may offer unique insight into mechanisms underlying neurocognitive damage in each person with HIV. In addition, they could be used to monitor disease progression or to evaluate the efficacy of neuro-targeted ART regimens and other therapies in the CNS.

CNS as an HIV Reservoir

Ronald Swanstrom from the University of North Carolina at Chapel Hill described his research into the sources of virus in the CSF, which led him to conclude that virus can be found in the CSF as the result of three distinct mechanisms:

  • Infected T-cells can pass through the blood-brain barrier into the CNS and release virus that by genetic testing looks just like the virus in the blood; this virus may be present at a low level or at a high level with pleocytosis (elevated cells, especially white blood cells, in the CSF, which is uncommon in HIV-negative people but it is seen in 15%-30% of untreated people with HIV early in infection).
  • Alternatively, some of this virus may be transiently clonally amplified by a poorly understood mechanism to give elevated viral load in the CSF -- but this viral population is surprisingly homogeneous.
  • Finally, virus can take root within the CNS and may replicated there, but in an environment that that has few T-cells. This causes the virus to adapt to infect macrophage-like cells.

"The unique genetic lineage of virus replicating independently in the CNS and the phenotypic adaptation to this CD4 low environment provide clear evidence of a distinct viral population and site of ongoing viral replication," Swanstrom said.

Compartmentalization of viral production in the brain could have serious consequences. Swanstrom’s primary concern is that "the current favorite [ART] regimens are at much reduced levels that would be catastrophic if it were in the blood. Given poor drug penetrance, is there a smoldering active reservoir of virus in the CNS?"

CNS Therapies

Closing the session, Calcagno described several antiretroviral-based strategies and adjunctive therapies for addressing HIV in the CNS.

ART during primary infection: "This is probably the best opportunity we have to reduce HIV in the brain," Calcagno said. He cited one small study presented at CROI 2014 in which treatment during primary infection was able to reduce CSF neopterin levels in people living with HIV to virtually the same levels as seen in HIV-negative individuals.

Early treatment in chronic infection is being assessed in a neurological sub-study of the START trial. So far there doesn’t seem to be much observable difference in neurological outcomes between immediate versus delayed ART, but data are only available out to about 1 year of follow-up.

CNS-targeted ART: Another much debated topic is whether some antiretroviral drugs are more effective in the CNS than others. Concentrations of some drugs in the CSF are below what would be needed to inhibit the virus in the blood, while high concentrations of some drugs in the CSF might be neurotoxic. But these discussions led to the development of a tool, the CNS Penetration Effectiveness or CPE score, in which drugs are ranked from 1 to 4 according to their properties.

The CPE score has been used in a number of studies, and data currently suggest that using a regimen with a high CPE score may indeed be associated with a lower viral load in the CSF, but the association with improved neurocognitive performance is not as good as hoped -- in fact, some studies found worse performance on regimens with a high CPE score.

Calcagno believes that there are some limitations to the current CPE scoring system, including the fact that the scores are based upon limited pharmacodynamic data, the CPE system doesn’t take into account resistance mutations in the virus, and the complexity of the system is too great -- there are so many clinically relevant variables (age, CD4 nadir, comorbidities) to take into account when looking at neurocognitive function.

In addition, he pointed out that there are now data on single and dual therapy regimens that do not show any loss of effect on virus in the CSF -- symptomatic CSF virus compartmentalized in the brain that seems to be stable at around 10% on PI monotherapy. Meanwhile, clinical trial data on intensified viral regimens have been disappointing. There is also significant variability between patients in drug levels in the CSF.

Finally, the efficacy of antiretrovirals in monocytes, macrophages, and astrocytes -- the most critical cells HIV can infect in the CNS -- is completely different than in CD4 cells. In fact, a study using a monocyte efficacy (ME) score found that a higher ME score was associated with better neurocognitive functioning.

Managing comorbidities: Calcagno stressed that management of comorbidities is critical, and patterns of neurological damage associated with cardiovascular factors may now be the more important contributor to neurocognitive disorders in people living with HIV.

Adjunctive therapies: So far results have been disappointing for use of adjunctive therapies such as memantine, selegline, nimodipine, valproic acid, lithium, citalopram, paroxetine, minocycline, and atorvastatin. However, in one small randomized, double-blind, placebo-controlled, crossover study in 17 aviremic individuals with HAND, use of rivastigmine (up to 12 mg/day for 20 weeks) was associated with improved processing speed and executive functioning. While the study is small, it does seem to provide some proof of concept for future trials.

Reduce immune activation:Other strategies include trying to reduce immune activation in the CNS or the body as a whole, for example using low-dose aspirin, which looks promising in a rodent model for HIV-associated neurocognitive disorders.

Maraviroc (Selzentry): this CCR5 inhibitor antiretroviral may provide some benefit when used for HIV-related problems in the CNS. Calcagno pointed out that even though the drug may not be active as an antiretroviral in some of the infected cells in the brain, it has other properties that could increase neuronal integrity and reduce factors associated with immune activation in the CSF. In fact, a small open-label study was recently published in AIDS in which maraviroc was found to improve global neurocognitive performance score over the course of a year in 14 men who were virally suppressed (in the blood and CSF) on stable ART but who had recent progression to HAND.

Calcagno concluded by describing how he thinks currently available biomarkers can already be used to guide treatment. For instance, if neurocognitive impairment is observed in a person with low CSF viral load, a high CD4 nadir, and low CSF neopterin, neurotoxicity from antiretrovirals such as efavirenz might be to blame, and the treatment regimen should be de-intensified or changed. However, if impairment is seen in patients with a low CSF viral load, a high CD4 nadir, but high neopterin, clinicians might try strategies to decrease immune activation, perhaps by using maraviroc or low dose aspirin. Finally, if a person with impairment has a high CSF viral load and a low CD4 cell nadir and high neopterin levels, CNS-targeted ART may be called for.



M Gisslén. CNS HIV Infection: CSF and Blood Biomarkers. Conference on Retroviruses and Opportunistic Infections. Boston, February 22-25, 2016. Abstract 60.

BM Ances.Neuroimaging of HIV in the Brain, Conference on Retroviruses and Opportunistic Infections. Boston, February 22-25, 2016. Abstract 61.

RI Swanstrom. CNS as an HIV Reservoir, Conference on Retroviruses and Opportunistic Infections. Boston, February 22-25, 2016. Abstract 62.

A Calcagno. Therapeutics of CNS HIV, Conference on Retroviruses and Opportunistic Infections. Boston, February 22-25, 2016. Abstract 63.